Small Business Pension Program, UBS Plan Set Up Questionnaire




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	Please download the Plan Set Up Questionnaire and complete it with your client.
	The information provided in the questionnaire will help determine whether your client qualifies to open a Small Business Pension Program and to more accurately estimate your client's maximum allowable contribution. When your client is ready to set up a Small Business Pension Program please send: Completed and signed Plan Set Up Questionnaire Copy of the proposal estimating annual contribution and plan benefit Check in the correct amount (see Plan Set Up Fees)

	Mail to:
	EMJAY Retirement Plan Services, Inc. Attn: Small Business Defined Benefit 5001 North Lydell Avenue Milwaukee, WI 53217

	Note: As soon as the completed Plan Set Up Questionnaire is received, you will be contacted to prepare plan documents and set up the plan. Your client must sign a prototype Adoption Agreement by the end of the fiscal year for their business to make a contribution (and take a deduction) for that fiscal year. They'll have until the date they file their taxes - but no later than September 15th to make the contribution.


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			Financial Advisor Sales Guide
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			Financial Advisor Program Overview


	Technical Questions

	EMJAY Retirement Plan Services, Inc. 1 (866) 269-2573


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		UBS Financial Services Inc. Retirement Consulting Services 1200 Harbor Blvd. Weehawken, NJ 07086 Copyright 2001-2006 Leaffer Shapiro, LLC. All rights reserved. UBS Financial Services Inc. does not provide tax or legal advice. Your clients should consult their tax or legal professional regarding their retirement plan. The Small Business Pension Program is a service mark of UBS Financial Services Inc. For Broker/Dealer Use Only. This material has been prepared by UBS Financial Services Inc. for broker/dealer information only, has not been filed with the NASD and may not be reproduced, shown or quoted to members of the public or used orally or in written form as sales literature.